Monthly financials (as of December 31, 2020)
Net Capital $143,561,364
Adjusted Net Capital $143,026,645
Net Capital Requirement $8,516,111
Excess Net Capital $134,510,534
Download December 2020 unaudited Report (posted on 01/28/21)

Customer Segregated Funds Report

Total Held in Segregation $794,821,161
Total Funds Required to be Segregated $775,652,385
Excess Segregated Funds $19,168,776
Download January 27 2021 Report
Deposits in Banks80.10
Customer Securities1.40
Funds on deposit with clearing organizations17.88
Deposits held by Carrying Brokers0.63

Customer Secured Amount Funds Report

Total Funds Held in Segregation $18,693,539
Amount to be set aside in separate $15,590,535
Excess Secured Funds $3,103,004
Download January 27 2021 Report
Cash in Banks0.84
Equities with registered FCMs0.16

Cleared Swaps Customer Collateral Report

Cleared Swaps Customer Collateral Value Held in Segregation $0
Cleared Swaps Customer Collateral Value Required to be Segregated $0
Excess Cleared Swaps Customer Collateral Value $0
Download January 27 2021 Report

Financial information regarding TradeStation Securities, Inc., including how it invests and holds customer funds, may be obtained from the National Futures Association (NFA) online by visiting the NFA Basic System website.

The U.S. Commodity Futures Trading Commission (CFTC) provides additional financial information on all FCMs on the CFTC website.